Forum on Sanctions & AML Compliance

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Overview

Dates: June 7 - 9, 2021

Location: Leesburg, Virginia

The Steering Committee welcomes 48 leading lawyers, consultants and compliance experts from global financial institutions and multinationals with integrated financial services in the USA.

Using candid, seminar-style discussions at this annual meeting, the group examines trends and developments in every jurisdiction for meaningful dialogue on the most pressing issues regarding economic sanctions and anti-money laundering (AML).

2021 Steering Committee

This elite group, comprised of experts in the field, personally nominates all invitees and develops the Agenda, which forms the basis of our discussions.

Committee Co-Chairs

Committee Members

Jamie L. Boucher Partner, Financial Institutions Regulation and Enforcement Skadden, Arps, Slate, Meagher & Flom LLP Washington, D.C. [email protected] +1 202 371 7369
David B. Chenkin Managing Partner Zeichner Ellman & Krause LLP New York, NY [email protected] +1 212 826 5319
Roy D'sa Executive Vice President, Chief Bank Secrecy Act Officer The Huntington National Bank Columbus, OH [email protected] +1 614 480 5285
Roy D’sa
Executive Vice President
Chief BSA Officer & Chief Operational Risk Officer

ROY D’SA is Executive Vice President, Chief Bank Secrecy Act Officer and Chief Operational Risk Officer at Huntington National Bank. D’sa has over 35 years of experience in financial services with leadership roles in retail banking, enterprise program management, electronic banking, consumer and commercial operations, technology, mergers and acquisitions and risk management.

He has significant BSA/AML and OFAC compliance experience and leads Huntington Bank’s enterprise-wide Anti-Money Laundering and Sanctions Program. He is also responsible for leading and managing enterprise-wide Operational Risk for the bank.

He holds a bachelor’s and master’s degree in Computer Science and an MBA in Corporate Finance. He participates in several BSA/AML industry and peer forums and works closely with regulators, law enforcement agencies and public and private sector groups on issues and topics related to BSA/AML and Operation Risk.
Elizabeth T. Davy Partner Sullivan & Cromwell LLP New York, NY [email protected] +1 212 558 4000
Peter D. Hardy Partner Ballard Spahr LLP Philadelphia, PA [email protected] +1 215 864 8838
Aaron R. Hutman Partner Pillsbury Winthrop Shaw Pittman LLP Washington, D.C. [email protected] +1 202 663 8341
Mia Levine Senior Vice President and BSA Officer TD Bank Group Mt Laurel, NJ [email protected] +1 856 533 5335
Mia is currently the Bank Secrecy Act Officer and Head of AML US in the Global Anti-Money Laundering function at TD Bank Group. Mia joined TD in February 2014, first serving as the Head of the US AML Financial Intelligence Unit. Previously, Mia was with the federal government for 17 years, as a prosecutor and as a supervisor with the Asset Forfeiture and Money Laundering Section/Criminal Division at the U.S. Department of Justice. There, she handled a wide variety of financial crime prosecutions, including complex fraud and money laundering, Bank Secrecy Act and IEEPA cases. Mia concluded her government career by spending three years, part of which as the Chief of Staff, with the Office of the Special Inspector General for the Troubled Asset Relief Program, an independent agency within the U.S. Department of the Treasury established to prevent fraud, waste and abuse linked to TARP.
Gregory C. Lisa Partner Hogan Lovells US LLP Washington, D.C. [email protected] +1 202 637 3647

Forum Director

Mandy Howarth Associate Forum Director Cambridge Forums Toronto, ON [email protected] M: +1 437 216 3124

Mandy is a graduated law clerk and has experience working within both the legal and oil & gas industry. She was an exchange student in 2006, through Rotary International, to Brazil and is fluent in Brazilian Portuguese. Mandy has returned to Brazil on many occasions to assist in the opening of a private English school and had the privilege to volunteer as a teacher within the school for six months. In her spare time, she enjoys learning other languages and spending time with her dog, Gus.

^{CONNECT. ENGAGE. EXCEL.} This is a different event, unlike any you've attended

Built on genuine interactions and spontaneous connections, the Forum is a unique opportunity for practical discussions among preeminent leaders dealing with pressing issues in economic sanctions and anti-money laundering (AML).

"Candid discussions and information sharing among thought leaders in the AML space."

Chuck Taylor Senior Vice President and Bank Secrecy Act Officer City National Bank Los Angeles

"This is a unique program that brings together expert practitioners to collaborate and share opinions and perspectives in a setting that encourages candor with an eye to problem solving."

Thomas J. Delany Partner Mayer Brown LLP Washington

"Wonderful opportunity to share issues and resolutions on a practical level."

Wesley Chen Managing Director and General Counsel Bank of China USA New York

STILL UNSURE?

Learn why people return year after year

Hear how our participants describe the practical benefits of our forums.

Mandy Howarth

Associate Forum Director

Telephone

+1 437 216 3124

Email

[email protected]Email Mandy

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