Forum for

Chief Compliance Officers

November 9 - 10, 2023 Washington, D.C.
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Forum

Overview

Each year the Forum’s Steering Committee welcomes up to 48 chief compliance officers, personally selected and primarily from Fortune 200 organizations, to meet, benchmark their thinking with others from diverse industries, and discuss the most pressing issues they face.

Using candid, seminar-style discussion, the group shares their varied experiences and engages in meaningful dialogue on the most pressing issues in corporate compliance.

2023 Steering Committee

This elite group, comprised of experts in the field, personally nominates all invitees and develops the Agenda, which forms the basis of our discussions.

Committee Members

  • Michael R. Bramnick NRG Energy, Inc. Princeton, NJ

    I serve as head of Corporate Affairs and Chief of Staff, reporting to the CEO, and as a member of the Executive Management Team (EMT), at a Fortune 500 diversified energy company. As Chief of Staff, I provide counsel and leverage to the CEO and to the EMT, working across business lines and corporate functions, to ensure strategy is implemented and operations are smooth. I help lead our COVID-19 response and lead our Diversity, Equity and Inclusion initiative, chaired by our CEO. Under Corporate Affairs, my direct reports include Government Affairs, Business Continuity, Sustainability, PositiveNRG (our philanthropic and culture arm), and I own a number of policies and procedures. I attend all meetings of the Board of Directors and, through Sustainability, PositiveNRG and Government Affairs, report annually to the Governance & Nominating Committee of the Board of Directors.

     

    In addition to these roles, I also have enterprise-wide responsibility for Corporate and Regulatory Compliance, reporting to the Audit Committee of the Board of Directors. Corporate Compliance includes Code of Conduct, Investigations, Anti-Bribery & Corruption, Enterprise Risk Assessment, the Alertline, Ethics, Reputational Risk, Conflict Minerals, Social Responsibility in Manufacturing, Product Governance, Data Privacy Governance, and Training. Regulatory Compliance includes Trade Compliance and Dodd-Frank, NERC Reliability, NERC-Critical Infrastructure Protection, Investigations, and EIA and EQR filings. I partner with Internal Audit and Risk on Internal Controls and trader behavior and compliance.

     

    I am a graduate of George Washington University and the Dickinson School of Law of Pennsylvania State University.

  • Mara L. Davis Zoom Video Communications, Inc. New York, NY
  • Noreen Fierro Principal Financial Group Des Moines, IA
  • Jane A. Levine DailyPay, Inc. New York, NY

    Jane Levine is the Chief Compliance Officer of DailyPay, the industry-leading technology platform that’s disrupting the financial system. Prior to joining the Executive Office team at DailyPay, Jane was the Chief Global Compliance Counsel at NYSE-listed Sotheby’s where she also handled government and regulatory affairs and was a member of the Executive Management Committee. At Sotheby’s, Jane drove the creation of the Global Risk Committee and Global Compliance Committee, in addition to leading the company’s key business compliance practices globally.

     

    Previous to Sotheby’s, Jane spent 10 years as an Assistant United States Attorney (AUSA) with the Southern District of New York where she prosecuted many high-profile white collar crimes. While serving as an AUSA, Jane was awarded the John Marshall Award, the Chief Postal Inspectors Award, and the U.S. Customs Award for Outstanding Service. Earlier in her career, Jane was an attorney with firms Paul Weiss and Proskauer.

     

    Jane is currently an adjunct lecturer at Columbia Law School. Jane was a Presidential Appointee under President Obama to the Cultural Property Advisory Committee overseeing the implementation of the 1970 UNESCO Convention. Jane is a founding board member of Beyond #Metoo, a Working group on Corporate Governance, Compliance, and Risk dedicated to understanding the root causes of workplace harassment, discrimination, and misconduct and deploying the insights gained through the #MeToo movement to foster optimal corporate structures that prevent workplace misconduct and abuses of power. Jane is a graduate of Brown University and New York University School of Law.

  • Steffanie Lim-Ho Eli Lilly and Company Indianapolis, IN

    Steffanie Lim-Ho is an enthusiastic leader and motivated professional, dedicated to her faith and family. She has been with Eli Lilly & Co. since August 2008 and is currently the Vice President, Global Ethics & Compliance. Prior to her E&C role Steffanie spent 4 years in Germany as CFO for Lilly Germany, Switzerland and Austria, and 7 ½ years in Shanghai where she held various leadership positions at Lilly China including Vice President of Ethics and Compliance and Director of Internal Controls, Financial Planning & Analysis. Steffanie also has 10 years of corporate finance experience with The Boeing Company before joining the pharmaceutical industry. She has a bachelor’s degree in International Economics from UCLA, and an MBA with a focus on international business strategy from The Anderson School at UCLA. With a combined 20+ years of experience in corporate finance, audit, internal controls and ethics and compliance, Steffanie is known for leading change, modeling ethical values, driving accountability, and inspiring people. As a wife and mother of three young children, Steffanie enjoys traveling with her family to explore different cultures and cuisines and is passionate about maintaining a healthy balance between her professional and life commitments.

  • Margaret Mousoudakis LyondellBasell Houston, TX

    Margaret C. Mousoudakis

    Chief Compliance Officer, LyondellBasell

     

    Margaret has served as Chief Compliance Officer of LyondellBasell since May 2022. She is responsible for all facets of the company’s compliance function including designing and implementing systems and processes to prevent, detect, and remediate compliance related issues. Margaret joined LyondellBasell in April 2010 to assist the company in establishing a Compliance department which included implementing a new Code of Conduct, new company wide policies and procedures including an Anti-Corruption Policy, Gifts, Entertainment, and Travel Policy and Due Diligence Procedures for Third Parties. Margaret has extensive international experience as a result of undertaking various compliance related activities in over 40 countries. Margaret is also a regular speaker and commentator at compliance conferences.

     

    Prior to joining LyondellBasell, Margaret was a Senior Attorney at Marathon Oil Company where her practice included providing Foreign Corrupt Practices Act legal support to all Marathon subsidiaries. Prior to joining Marathon Oil Company, she was in private law practice focusing on the litigation and arbitration of complex commercial disputes at Doyle, Restrepo, Harvin & Robbins, L.L.P.

     

    Margaret is a graduate of Washington and Lee University and earned a J.D. from South Texas College of Law, where she served as assistant managing editor of the South Texas Law Review.

  • Ryan D. Murphy PwC Chicago, IL

    Ryan is a Partner and leads PricewaterhouseCoopers’ Forensics Services practice throughout the Midwest. Ryan specializes in fraud investigations, forensic accounting engagements, False Claims Act, Anti-Kickback, FCPA and anti-bribery matters, transactional due diligence, compliance investigations, remediation efforts, compliance program build and implementation, arbitration matters and litigation support services for a diverse group of both public and private multi-national clients, not-for profits and state and local governments.

  • Edward Nowicki Pfizer Inc. New York, NY

    Ed currently leads the Global Compliance Programs team, which encompasses functions responsible for identifying and mitigating compliance risk across the organization, through risk assessment, monitoring, training, policies, and culture initiatives, as well as providing compliance leadership in the areas of digital, external advocacy, business development, the Company’s anti-corruption program, and compliance with the Company’s 2018 Corporate Integrity Agreement. The team also provides compliance support to the Patient & Health Impact organization, delivers strategic operational support to the Division, and coordinates the Company’s compliance governance activities related to the Pfizer Executive Compliance Committee and the Regulatory and Compliance Committee of the Pfizer Board of Directors.  Ed and his team also support the Chief Business Office and Chief Digital Office.

     

    Ed has over 20 years of legal and compliance experience.  Prior to this role, Ed led the Global Compliance Investigations and Risk Assessment teams. His responsibilities included overseeing the investigation and remediation of alleged violations of law and Pfizer policy across the entire organization.

  • Andy Rittenberg Gilead San Mateo, CA

    Andy Rittenberg serves as Senior Vice President Legal and Chief Compliance Officer for Gilead Sciences, Inc.  Andy oversees Gilead’s healthcare compliance program, global legal brand support, commercial legal support in the United States, privacy and information governance, regulatory law, and the Company’s anti-bribery, anti-corruption program.  Over the course of 15 years at Gilead, Andy has also led the litigation and investigations function, anti-counterfeiting and other areas.   Andy grew up in New Orleans.  He graduated from Yale University in 1992, and then worked on health care reform initiatives in the White House and Treasury Department.  Andy earned his law degree from the University of Chicago, where he graduated cum laude, served on the Law Review and was elected to the Order of the Coif.  Following law school, he clerked for a Federal District Court in New Orleans. Prior to joining Gilead, Andy was an attorney with Covington & Burling, where he practiced commercial litigation focusing on government investigations and False Claims Act litigation.

  • Lynn Usdan LVMH - Moët Hennessy Louis Vuitton New York, NY

Forum Director

  • Emily Scott Senior Forum Director Cambridge Forums Toronto, ON [email protected] M: +1 437 223 2813

    Emily holds a Bachelor’s Degree in Sociology from Queen’s University. Before joining Cambridge Forums, Emily spent ten years working as an event manager; from leading full-scope event production of gala fundraisers in Toronto, to travelling the world as a destination wedding planner, managing each event from concept to onsite execution. Armed with deep expertise in relationship management and event logistics, Emily looks to deliver standout participant experiences as a Forum Director. Outside of the office, Emily can be found scouring Spotify for new music, hosting dinner parties for her friends and family, and perfecting her golf swing.

CONNECT. ENGAGE. EXCEL. This is a different event, unlike any you've attended

Built on genuine interactions and spontaneous connections, the Forum is a unique opportunity for Chief Compliance Officers to benchmark their thinking and have practical discussions on issues they frequently deal with.

Sponsoring This Forum

The Steering Committee would like to thank the following sponsor for their continued support of the Forum for Chief Compliance Officers.

 

Please click the logo below to learn more about our Sponsor.

Learn More

STILL UNSURE?

Learn why people return year after year

Hear how our participants describe the practical benefits of our forums.

Emily Scott

Senior Forum Director

Telephone

+1 437 223 2813

Email

[email protected]Email Emily

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